Event Listings: To have your event listed here please contact Anna Lee
- Oct 20-22, 2014 - —
Gaylord National Resort & Convention Center, National Harbor, MD
Join NSCP for our 2014 National Conference, the most comprehensive educational offering within the securities compliance industry covering 80+ topics encompassing IA, BD, Hedge Fund/Private...
- Oct 23, 2014—
SIFMA, New York, NY
SIFMA's next Social Media Seminar will take place on October 23, 2014 in New York City. Coming back to New York from the west coast,...
- Oct 23-24, 2014 - —
Hyatt Regency on Capital Hill Hotel, Washington, DC
This conference for banking/securities attorneys, senior compliance/risk management professionals, internal auditors and regulators focuses on high-level discussion of evolving banking and securities law, enforcement proceedings,...
- Oct 28, 2014—
SIFMA, New York, NY
Join SIFMA and SIFMA's Compliance & Legal Society at an Ethics Seminar for financial services lawyers. Top industry professionals will discuss a range of topics,...
- Nov 04-06, 2014 - —
The 30th Annual FIA Futures & Options Expo convenes over 5,000 top industry leaders, regulators and service providers for the largest futures industry event in...
- Nov 10, 2014—
Marriott Marquis, New York
SIFMAs 2014 Annual Meeting gathers the leaders of the financial services industry together with prominent policymakers and financial media. In one-on-one conversations, thought leaders will...
- Nov 11-13, 2014 - —
Hyatt Boston Harbour, Boston
The digital technology revolution has forever changed how individuals and businesses communicate. It has also permanently changed the role of compliance. The fundamental shift in...
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