Event Listings: To have your event listed here please contact Anna Lee
- Sep 18, 2014—
1114 Avenue of the Americas, 40th Floor, New York
On September 18, the Financial Services Alliance for the Disabled will host a symposium to discuss the successes and challenges that financial services firms face...
Clifford Kirsch at 212-389-5052 or email@example.com.
- Sep 30, 2014—
Mesirow Financial, Chicago, IL
SIFMAâ€™s Senior Investors Forum: Serving the Needs of Our Aging Investors brings together regulators, compliance officers, attorneys and advisors to discuss the innovative best practices...
- Oct 08-10, 2014 - —
The Grand Del Mar, San Diego, CA
ACAs Fall 2014 Compliance Conference
Learn from some of the best minds in regulatory compliance. Spend two days covering topics including global compliance, cybersecurity, and marketing...
- Oct 20-22, 2014 - —
Gaylord National Resort & Convention Center, National Harbor, MD
Join NSCP for our 2014 National Conference, the most comprehensive educational offering within the securities compliance industry covering 80+ topics encompassing IA, BD, Hedge Fund/Private...
- Oct 23, 2014—
SIFMA, New York, NY
SIFMA's next Social Media Seminar will take place on October 23, 2014 in New York City. Coming back to New York from the west coast,...
- Oct 23-24, 2014 - —
Hyatt Regency on Capital Hill Hotel, Washington, DC
This conference for banking/securities attorneys, senior compliance/risk management professionals, internal auditors and regulators focuses on high-level discussion of evolving banking and securities law, enforcement proceedings,...
- Oct 28, 2014—
SIFMA, New York, NY
Join SIFMA and SIFMA's Compliance & Legal Society at an Ethics Seminar for financial services lawyers. Top industry professionals will discuss a range of topics,...
- Oct 28-30, 2014 - —
Hyatt Regency Scottsdale Resort & Spa, Scottsdale, Arizona,
The NRS Fall Compliance Conference is the place for up-to-the-minute news on critical rules, cases and regulatory interpretations...PLUS this is one of the industryâ€™s best...
- Nov 11-13, 2014 - —
Hyatt Boston Harbour, Boston
The digital technology revolution has forever changed how individuals and businesses communicate. It has also permanently changed the role of compliance. The fundamental shift in...
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