Event Listings: To have your event listed here please contact Anna Lee
- Oct 28, 2014—
SIFMA, New York, NY
Join SIFMA and SIFMA's Compliance & Legal Society at an Ethics Seminar for financial services lawyers. Top industry professionals will discuss a range of topics,...
- Oct 28-30, 2014 - —
Hyatt Regency Scottsdale Resort & Spa, Scottsdale, Arizona,
The NRS Fall Compliance Conference is the place for up-to-the-minute news on critical rules, cases and regulatory interpretations...PLUS this is one of the industryâ€™s best...
- Nov 04-06, 2014 - —
The 30th Annual FIA Futures & Options Expo convenes over 5,000 top industry leaders, regulators and service providers for the largest futures industry event in...
- Nov 10, 2014—
Marriott Marquis, New York
SIFMAs 2014 Annual Meeting gathers the leaders of the financial services industry together with prominent policymakers and financial media. In one-on-one conversations, thought leaders will...
- Nov 11-13, 2014 - —
Hyatt Boston Harbour, Boston
The digital technology revolution has forever changed how individuals and businesses communicate. It has also permanently changed the role of compliance. The fundamental shift in...
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