Event Listings: To have your event listed here please contact Anna Lee
- Mar 13, 2014—
Hyatt Regency San Francisco,
Workshop topics are specific to investment advisers and broker-dealers, as well as private funds and investment companies. Our faculty are experienced industry veterans who discuss...
- Apr 23-25, 2014 - —
Nashville Marriott Hotel (at Vanderbilt University), Nashville, TN
This three-day program for compliance professionals, internal auditors, risk managers, banking/securities attorneys and regulators focuses on current securities broker/dealer compliance topics, including new rules or...
- May 13-15, 2014 - —
Hyatt Regency Grand Cypress Orlando, Florida,
The NRS Spring Compliance Conference is the place for up-to-the-minute news on critical rules, cases and regulatory interpretations...PLUS this is one of the industryâ€™s best...
Get beyond the headlines to the details and perspectives that will impact your bottom line.
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